Friday, 6 August 2010

set theory - How far is Lindelöf from compactness?

The answer is Yes.



Theorem. The following are equivalent for any Hausdorff
space $X$.



  1. $X$ is compact.


  2. $X^kappa$ is Lindelöf for any cardinal
    $kappa$.


  3. $X^{omega_1}$ is Lindelöf.


Proof. The forward implications are easy, using Tychonoff
for 1 implies 2, since if $X$ is compact, then
$X^kappa$ is compact and hence Lindelöf.



So suppose that we have a space $X$ that is not compact, but
$X^{omega_1}$ is Lindelöf. It
follows that $X$ is Lindelöf. Thus, there is a countable
cover having no finite subcover. From this, we may
construct a strictly increasing sequence of open sets
$U_0 subset U_1 subset dots U_n dots$
with the union $bigcuplbrace U_n ; | ; n in omega rbrace = X$.



For each $J subset omega_1$ of size $n$, let $U_J$ be
the set $lbrace s in X^{omega_1} ; | ; s(alpha) in U_n$ for each $alpha in J rbrace$. As the size of $J$ increases, the set $U_J$ allows more freedom on the
coordinates in $J$, but restricts more coordinates. If $J$ has
size $n$, let us call $U_J$ an open $n$-box, since it
restricts the sequences on $n$ coordinates. Let $F$ be the
family of all such $U_J$ for all finite $J subset omega_1$



This $F$ is a cover of $X^{omega_1}$. To
see this, consider any point $s in X^{omega_1}$. For each $alpha in
omega_1$, there is some $n$ with $s(alpha) in
U_n$. Since $omega_1$ is uncountable,
there must be some value of $n$ that is repeated unboundedly
often, in particular, some $n$ occurs at least $n$ times. Let $J$
be the coordinates where this $n$ appears. Thus, $s$ is in
$U_J$. So $F$ is a cover.



Since $X^{omega_1}$ is Lindelöf,
there must be a countable subcover $F_0$. Let $J^*$ be
the union of all the finite $J$ that appear in the
$U_J$ in this subcover. So $J^*$ is a countable subset
of $omega_1$. Note that $J^*$ cannot be finite,
since then the sizes of the $J$ appearing in $F_0$
would be bounded and it could not cover
$X^{omega_1}$. We may rearrange indices
and assume without loss of generality that $J^*=omega$ is
the first $omega$ many coordinates. So $F_0$ is
really a cover of $X^omega$, by ignoring the
other coordinates.



But this is impossible. Define a sequence $s in
X^{omega_1}$ by choosing $s(n)$ to be
outside $U_{n+1}$, and otherwise arbitrary. Note that
$s$ is in $U_n$ in fewer than $n$ coordinates below
$omega$, and so $s$ is not in any $n$-box with $J subset omega$, since any such box has $n$ values in $U_n$.
Thus, $s$ is not in any set in $F_0$, so it is not a
cover. QED



In particular, to answer the question at the end, it suffices to take any uncountable $kappa$.

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