Wednesday, 1 April 2009

Realizations and pinnings (épinglages) of reductive groups

OK, here's the deal.



I. First, the setup for the benefit of those who don't have books lying at their side. Let (G,T) be a split connected reductive group over a field k, and choose ainPhi(G,T) (e.g., a simple positive root relative to a choice of positive system of roots). Let Ga be the k-subgroup generated by the root groups Ua and Ua. (Recall that Ua is uniquely characterized as being a nontrivial smooth connected unipotent k-subgroup normalized by T and on which T acts through the character a.) This is abstractly k-isomorphic to rmSL2 or rmPGL2, and GacapT is a split maximal torus.
So there is a central isogeny phi:rmSL2rightarrowGa (either isomorphism or with kernel mu2), and since rmPGL2(k) is the automorphism group of rmSL2 and of rmPGL2 over k there is precisely this ambiguity in phi (via precomposition with its action on rmSL2). The burning question is: to what extent can we use T and a to nail down phi uniquely?



The action of GacapT on Ua is via the nontrivial character a, and among the two k-isomorphisms mathbfGmsimeqGacapT the composition with this character is tmapstotpm2 in the rmSL2-case and tmapstotpm1 in the rmPGL2-case. Fix the unique such isomorphism making the exponent positive.



Now back to the central isogeny phi:rmSL2rightarrowGa. By conjugacy of split maximal tori (when they exist!) we can compose with a Ga(k)-conjugation if necessary so that phi carries the diagonal torus D onto GacapT. Recall that we used a to make a preferred isomorphism of GacapT with mathbfGm. The diagonal torus D also has a preferred identification with mathbfGm, namely tmapstormdiag(t,1/t). Thus, phi:DrightarrowGacapT is an endomorphism of mathbfGm with degree 1 or 2, so it is tmapstotpm2 (rmPGL2-case) or tmapstotpm1 (rmSL2-case). Since the standard Weyl element of rmSL2 induces inversion on the diagonal torus, by composing with it if necessary we can arrange that phi between these tori uses the positive exponent. That is exactly the condition that phi carries the standard upper triangular unipotent subgroup U+ onto Ua (rather than onto Ua).



II. So far, so good: we have used just T and the choice of ainPhi(G,T) to construct a central isogeny phia:rmSL2rightarrowGa carrying U+ onto Ua and D onto GacapT, with the latter described uniquely in terms of canonically determined identifications with mathbfGm (as tmapstot or tmapstot2). The remaining ambiguity is precomposition with the action of elements of rmPGL2(k) that restrict to the identity on D, which is to say the action of k-points of the diagonal torus overlineD of rmPGL2. Such action restrict to one on U+ that identifies overlineD(k) with the k-automorphism group of U+ (namely, ktimes with its natural identification with rmAutk(mathbfGa)).



Summary: to nail down phi uniquely it is equivalent to specify an isomorphism of U+ with mathbfGa. But phi carries U+ isomorphically onto Ua. So it is the same to choose an isomorphism of Ua with mathbfGa. Finally, the Lie functor clearly defines a bijection rmIsomk(mathbfGa,Ua)simeqrmIsom(k,rmLie(Ua)).


So we have shown that to specify a pinning in the sense of Definition A.4.12 of C-G-P is precisely the same as to specify a pinning in the sense of SGA3 Exp. XXIII, 1.1.



III. Can we improve a pinning to provide unambiguous phic's for all roots c? No, there is a discrepancy of units which cannot be eliminated (or at least not without a tremendous amount of work, the value of which is unclear, especially over mathbfZ), and if we insist on working over k and not mathbfZ then there are further problems caused by degeneration of commutation relations among positive root groups in special cases in small nonzero characteristics (e.g., rmG2 in characteristic 3 and rmF4 in characteristic 2).
As we saw above, to nail down each phic it is equivalent to do any of the following 3 things: fix an isomorphism mathbfGasimeqUc, fix a basis of rmLie(Uc), or fix a central isogeny rmSL2rightarrowGc carrying D onto GccapT via tmapstot or tmapstot2 according to the canonical isomorphisms of mathbfGm with these two tori (the case of GccapT being determined by c). This latter viewpoint provides phic for free once phic has been defined (compose with conjugation by the standard Weyl element), so the problem is to really define phic for cinPhi+.



Consider the unipotent radical U of the Borel corresponding to Phi+, so U is directly spanned (in any order) by the Uc's for positive c. If we choose an enumeration of Phi+ to get an isomorphism prodcUcsimeqU of varieties via multiplication, then for simple c we have a preferred isomorphism of Uc with mathbfGa and one can ask if the isomorphism mathbfGasimeqUc can be determined for the other positive c so that the group law on U takes on an especially simple form. This amounts to working out the commutation relations among the Ua's for ainDelta (when projected in Uc for various c), and by T-equivariance such relations will involve monomials in the coordinates of the Ua's along with some coefficients in ktimes (and some coefficients of 0). These are the confusing "structure constants". Chevalley developed a procedure over mathbfZ to make the choices so that the structure constants come out to be positive integers (when nonzero), but there remained some ambiguity of signs since



rmAutmathbfZ(mathbfGa)=mathbfZtimes=pm1.



Working entirely over k, there are likewise ktimes-scalings that cannot quite be removed. I am told that Tits developed a way to eliminate all sign confusion, but honestly I don't know a reason why it is worth the heavy effort to do that. For most purposes the pinning as above is entirely sufficient, and this is "justified" by the fact that all ambiguity from (T/ZG)(k)-action is eliminated in the Isomorphism Theorem when improved to include pinnings (see Theorem A.4.13 in C-G-P).



IV. What about the realizations in the sense of Springer's book? All he's doing is making use of the concrete description of the group law on rmSL2 to describe a central isogeny phic for every positive root c. (His conditions relate c with c, which amounts to the link between phic and phic in the preceding discussion.) As long as he restricts to alphainpmDelta then he's just defined a pinning in the above sense. But he goes further to basically do what is described in II but without saying so explicitly. He then has to confront the puzzle of the structure constants. (It is a real puzzle, since in the theory over mathbfZ, which logically lies beyond the scope of his book, the structure constants are not always 0 and pm1; in some rare cases one gets coefficients of pm2 or pm3, which implies that if one insists on working over fields and not over mathbfZ then life in characteristic 2 and 3 will look a bit funny in some cases.) The only conceptual way I know of to overcome the puzzle of the structure constants is to work over mathbfZ and to follow either SGA3 or Chevalley in this respect. For the former, one has to really do the whole theory of reductive groups over a base that is not necessarily a field. For the latter, perhaps the (unpublished?) Yale notes of Steinberg are the best reference.

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